SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Luxor Capital Group, LP

(Last) (First) (Middle)
1114 AVENUE OF THE AMERICAS
28TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/22/2022
3. Issuer Name and Ticker or Trading Symbol
Waitr Holdings Inc. [ WTRH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.0001 per share(1)(2) 6,557,850 I(3) By: Luxor Capital Partners, LP
Common Stock, par value $0.0001 per share(1)(2) 1,593,000 I(4) By: Luxor Wavefront, LP
Common Stock, par value $0.0001 per share(1)(2) 4,640,850 I(5) By: Luxor Capital Partners Offshore Master Fund, LP
Common Stock, par value $0.0001 per share(1)(2) 14,208,300 I(6) By: Lugard Road Capital Master Fund, LP
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
6% Convertible Note 11/15/2018 11/15/2022 Common Stock, par value $0.0001 per share 1,197,429 8.52 I(3) By: Luxor Capital Partners, LP
Warrant (right to buy)(7) 11/15/2018 11/15/2022 Common Stock, par value $0.0001 per share 142,532 8.52 I(3) By: Luxor Capital Partners, LP
6% Convertible Note 11/15/2018 11/15/2022 Common Stock, par value $0.0001 per share 290,873 8.52 I(4) By: Luxor Wavefront, LP
Warrant (right to buy)(7) 11/15/2018 11/15/2022 Common Stock, par value $0.0001 per share 34,623 8.52 I(4) By: Luxor Wavefront, LP
6% Convertible Note 11/15/2018 11/15/2022 Common Stock, par value $0.0001 per share 847,395 8.52 I(5) By: Luxor Capital Partners Offshore Master Fund, LP
Warrant (right to buy)(7) 11/15/2018 11/15/2022 Common Stock, par value $0.0001 per share 100,868 8.52 I(5) By: Luxor Capital Partners Offshore Master Fund, LP
6% Convertible Note 11/15/2018 11/15/2022 Common Stock, par value $0.0001 per share 2,594,362 8.52 I(6) By: Lugard Road Capital Master Fund, LP
Warrant (right to buy)(7) 11/15/2018 11/15/2022 Common Stock, par value $0.0001 per share 308,822 8.52 I(6) By: Lugard Road Capital Master Fund, LP
1. Name and Address of Reporting Person*
Luxor Capital Group, LP

(Last) (First) (Middle)
1114 AVENUE OF THE AMERICAS
28TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
1. Name and Address of Reporting Person*
LUXOR CAPITAL PARTNERS OFFSHORE LTD

(Last) (First) (Middle)
C/O MAPLES CORPORATE SERVICES LTD.
PO BOX 309, UGLAND HOUSE

(Street)
GEORGE TOWN E9 KY1-1104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Luxor Capital Partners, LP

(Last) (First) (Middle)
1114 AVENUE OF THE AMERICAS
28TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Luxor Wavefront, LP

(Last) (First) (Middle)
1114 AVENUE OF THE AMERICAS
28TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
1. Name and Address of Reporting Person*
LCG HOLDINGS LLC

(Last) (First) (Middle)
1114 AVENUE OF THE AMERICAS
28TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Lugard Road Capital GP, LLC

(Last) (First) (Middle)
1114 AVENUE OF THE AMERICAS
28TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
Explanation of Responses:
1. This Form 3 is filed jointly by Luxor Capital Group, LP ("Luxor Capital Group"), Luxor Capital Partners, LP ("Onshore Fund"), Luxor Capital Partners Offshore, Ltd. ("Offshore Feeder Fund"), Luxor Wavefront, LP ("Wavefront Fund"), LCG Holdings, LLC ("LCG Holdings"), Luxor Management, LLC ("Luxor Management"), Lugard Road Capital GP, LLC ("Lugard GP"), Jonathan Green and Christian Leone (collectively, the "Reporting Persons").
2. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 3 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Act"), the beneficial owners of any securities of the Issuer he or it does not directly own.
3. Securities owned directly by Onshore Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Onshore Fund, may be deemed to beneficially own the securities owned directly by Onshore Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Onshore Fund.
4. Securities owned directly by Wavefront Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Wavefront Fund, may be deemed to beneficially own the securities owned directly by Wavefront Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Wavefront Fund.
5. Securities owned directly by Luxor Capital Partners Offshore Master Fund, LP ("Offshore Master Fund"). Offshore Feeder Fund, as the owner of a controlling interest in Offshore Master Fund, may be deemed to beneficially own the securities owned directly by Offshore Master Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Offshore Master Fund, may be deemed to beneficially own the securities owned directly by Offshore Master Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Offshore Master Fund.
6. Securities owned directly by Lugard Road Capital Master Fund, LP ("Lugard Master Fund"). Each of Lugard GP and Luxor Capital Group, as the general partner and investment manager, respectively of Lugard Master Fund, may be deemed to beneficially own the securities owned directly by Lugard Master Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of Luxor Management, and as a managing member and controlling person of Lugard GP, may be deemed to beneficially own the securities owned directly by Lugard Master Fund. Jonathan Green as a managing member and controlling person of Lugard GP may be deemed to beneficially own the securities owned by Lugard Master Fund.
7. Beneficial ownership of the warrants is subject to the Conversion Cap (as defined herein). In accordance with Rule 13d-4 under the Act, each of Luxor Capital Group, Luxor Management and Mr. Leone disclaim beneficial ownership of 586,845 shares of the Common Stock, par value $0.0001 per share, underlying the warrants reported herein, since the amount of shares into which such Reporting Persons' warrants are exchangeable is limited pursuant to the terms of such instruments, to that amount which would result in such Reporting Persons together with their affiliates having beneficial ownership of shares not exceeding 9.99% of all of the outstanding shares of Common Stock, par value $0.0001 per share of the Issuer (the "Conversion Cap").
LUXOR CAPITAL PARTNERS, LP By: LCG Holdings, LLC General Partner By: /s/ Norris Nissim Name: Norris Nissim Title: General Counsel 08/01/2022
LUXOR WAVEFRONT, LP By: LCG Holdings, LLC General Partner By: /s/ Norris Nissim Name: Norris Nissim Title: General Counsel 08/01/2022
LUXOR CAPITAL PARTNERS OFFSHORE, LTD. By: Luxor Capital Group, LP Investment Manager By: /s/ Norris Nissim Name: Norris Nissim Title: General Counsel 08/01/2022
LUXOR CAPITAL GROUP, LP By: Luxor Management, LLC General Partner By: /s/ Norris Nissim Name: Norris Nissim Title: General Counsel 08/01/2022
LCG HOLDINGS, LLC By: /s/ Norris Nissim Name: Norris Nissim Title: General Couns 08/01/2022
LUGARD ROAD CAPITAL GP, LLC By: /s/ Jonathan Green Name: Jonathan Green Title: Managing Member 08/01/2022
LUXOR MANAGEMENT, LLC By: /s/ Norris Nissim Name: Norris Nissim Title: General Counsel 08/01/2022
By: /s/ Norris Nissim Name: Norris Nissim as Agent for Jonathan Green 08/01/2022
By: /s/ Norris Nissim Name: Norris Nissim as Agent for Christian Leone 08/01/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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